There is approved the Procedure for carrying out of examinations by an organization, which performance was is entrusted to the Federal Service for Financial Markets
The Order of the Federal Service for Financial Markets of Russian
N 07-94/pz-n of September 13, 2007 (document is in Russian)
approves
the Procedure, that in accordance with the
clause 6 of article 44 Federal Act N 39-FZ "On securities
market" of April 22, 1996 establishes the procedure
for preparation and carrying of examination of issuers, join-stock
investment funds, subjects of relations on formation and investing
of funds of pension accumulations, subjects of relations on
non-governmental pension secure, obligatory pension insurance
and professional pension insurance, mortgage agents managing
with mortgage covering and specialized depositaries of mortgage
covering, professional participants of securities market, managing
companies of join-stock investment funds, share investment funds
and non-governmental pension funds, specialized depositaries
of investment funds, share investment funds, non-governmental
pension funds and other organizations licensed by the Federal
Service for Financial Markets, credit histories bureau and housing
accumulation cooperatives of their self-regulating institutions,
performance of control and supervision over them in entrusted
to the Federal Service, as well as determine the rules and duties
of the Federal Service inspectors, territorial bodies of the
Federal Service, authorized employees of federal executive authorities,
authorized employees of self-regulating institutions and examining
institutions at making examinations.
