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News of the Federal Legislation

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News of the Federal Legislation


There is changed the procedure for licensing of professional activity at securities market
2008-11-20 06:00

NEWS OF THE FEDERAL LEGISLATION

There is changed the procedure for licensing of professional activity at securities market

The Order of the Federal Service for Financial Market of Russia N 08-39/pz-n of October 7, 2008 (document is in Russian) makes amendments to licensing requirements and terms determined by the Procedure for licensing of certain kinds of professional activity at securities market (document is in Russian).

The amendments have putted the new licensing requirement about submission of information on licensee' property structure. There are determined the periods when information shall be submitted, its form and contents.

So, there is cancelled the restriction to licensee making activity on keeping of the registry of securities owners to possess not more than 20 percent of stocks of every category by one stockholder (with affiliated persons), as well as not more than 20 percent of votes at general meeting of partnership - by one member of not commercial partnership (licensee).

Besides, the amendments have permitted to make separate subdivisions to licensee and have determined the requirements to them.


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